world_organizations hard MCQ

Which IOSCO principle emphasizes that regulators should have comprehensive inspection, investigation, and surveillance powers to enforce securities laws effectively?

  1. Principle of Transparency
  2. Principle of Regulatory Powers
  3. Principle of Market Efficiency
  4. Principle of Investor Education

Answer: Principle of Regulatory Powers

IOSCO's Principles stress that regulators need adequate legal authority, resources, and operational independence to conduct inspections, compel information, investigate violations, and impose sanctions. Effective enforcement deters misconduct and maintains market integrity and investor confidence.

Topic International Organization of Securities Commissions
Exam Relevance Banking, UPSC, SSC
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